Corporate Compliance

What do they do?

compliance officerPlan, direct, or coordinate activities of an organization to ensure compliance with ethical or regulatory standards. 

Click here to view the complete Corporate Compliance Career Pathway. 

Some typical job duties include:

  • Conduct periodic internal reviews or audits to ensure that compliance procedures are followed.
  • Maintain documentation of compliance activities, such as complaints received or investigation outcomes.
  • File appropriate compliance reports with regulatory agencies.
  • Identify compliance issues that require follow-up or investigation.
  • Report violations of compliance or regulatory standards to duly authorized enforcement agencies as appropriate or required.
  • Disseminate written policies and procedures related to compliance activities. 

Most Important Occupational Skills:

Basic Skills

  • Reading Comprehension
  • Critical Thinking
  • Monitoring

Technical Skills

  • Operations Monitoring 
  • Operations Analysis

Social Skills

  • Coordination
  • Social Perceptiveness
  • Persuassion

 Systems Skills

  • Judgment and Decision Making
  • Systems Analysis
  • Systems Evaluation

Problem Solving Skills

  • Complex Problem Solving 

Resource Management Skills

  • Time Management
  • Management of Personnel Resources
  • Management of Financial Resources

Just the Facts

  • Salary range: $40,000-$115,000 +
  • Education and Professional Requirements: Entry — Bachelor's degree or multiple years related work experience; Managerial — Bachelor's degree, multiple years related work experience, professional certification; Executive — Bachelor's degree, many years related work experience, professional certification, post-graduate degree preferred
  • Possible career path: Compliance Officer > Compliance Manager > Director of Compliance

Click here to view the complete Corporate Compliance Career Pathway.